Deliberative Failure Concerning Prisoners’ Communication

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Public deliberation has not adequately addressed the regulation of prisoners’ communication with their families and friends. In 1956, scholars who collected and analyzed data on the regulation of visits to prisoners noted:

It seems probable also that in many prisons customary practices are followed year after year without a definite policy or review of the situation. … In general the purpose of visiting does not seem to be part of a clear cut policy.^

In 1972, the author of a study of prisoners’ communication with the outside world explained his motivation for the study:

The real impetus for the study was the author’s conversations with inmates and prison administrators who frequently made references to communication restrictions. Most seemed to think that the restrictions were too severe, yet the rationale for them was lacking – at least to the satisfaction of this researcher.^

The historical facts of the strict repression of prisoners’ communication early in the nineteenth century, and the subsequent, slow liberalization of prisoners’ communication can be publicly documented. The reasons for those changes should be publicly analyzed and discussed to further understanding of the regulation of communication with prisoners.

Public Deliberation Not Only Means of Democratic Governance

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Those seeking to exercise their reason to serve the common good should seek more appreciation for different practices of communication. Just chatting with family and friends surely is not a good substitute for public deliberation and the accumulation of knowledge. Yet the reality of everyday life is also inescapable. Human nature, personal histories, material interests, intellectual investments, and social classes all affect the structure of public deliberation and the evolution of knowledge. Comforting belief in the existence of an ideal style of public deliberation, in a realm apart from the usual interests of everyday life, is harmful when it prevents adequate public valuation of communication among family and friends. A lesson from the history of suppressing prisoners’ communication is not to give up on public deliberation, but to interconnect better democratic governance to prisoners’ ordinary communication with their families and friends.

Gender Protrusion in Imprisonment

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Socially recognized, acutely felt imprisonment confines highly disproportionately men. Political authorities intentionally and regularly imprison their subjects on the basis of authoritatively defined offenses. Such prisoners, who totaled about ten million persons around the world about the year 2010, undoubtedly suffer from being in prison. They are among the poorest, most oppressed, and most marginalized persons at every level of understanding – from understanding within a prisoner’s own prior community of daily life to abstract evaluation of universal capabilities associated with human flourishing. Prisoners have acutely impoverished lives. Around the world, for every woman prisoner, there are about fifteen men prisoners.

The gender ratio of persons in state-imposed punishment is not inscribed in human nature. The most serous forms of punishment are life-disposing punishments: imprisonment, banishment, and death. Sex ratios of persons in life-disposing punishment have varied from about two men per woman to more than thirty men per woman over merely the past four centuries among merely countries in Europe. Over the past two centuries, penal imprisonment has generally shifted toward greater and more uniformly disproportionate imprisonment of men. Variation in the ratio of men to women in prison around the world today appears small relative to this historical experience and to the social, economic, and legal differences among countries.

The extent to which prisoners are men is scarcely an issue in public deliberation. The development of more democratic and more extensive public deliberation over the past two centuries has been a powerful force for human freedom. However, developments in public communication have contributed to highly disproportionate imprisonment of men. Most persons, at least outside academia, probably believe that men differ biologically from women in highly significant ways. Many persons intimately appreciate these differences in ordinary life. In contrast, most persons don’t believe and shouldn’t believe that men are essentially more evil or more deserving of punishment than are women. That understanding of human equality has little effect on punishment policy.

Imprisoning thirty times as many men as women differs significantly from imprisoning four times as many men as women. A sophisticated person with academic interests might attribute the long-run trend toward more disproportionate imprisonment of men to the social construction of gender. With more intimidating effect, he might attribute more disproportionate imprisonment of men to patriarchy. She would then quickly change the subject. Public discussion of gender has grown greatly over the past few decades. That discussion largely excludes discussion of the highly disproportionate imprisonment of men.

Legal Scholarship’s Immutable Direction on Criminalizing Men

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Legal scholarship illustrates the systemic problem of prisoners’ sex in public deliberation. Legal scholars are highly educated in a field that includes the criminal justice system. Legal scholars, particularly in the U.S., participate in a free, diverse, highly antagonistic public communication. That communication emphasizes deliberative ideals and the production and review of written texts. Yet analysis of procedural and substantive criminal law proceeds largely without reference to the highly disproportionate imprisonment of men. Male legal scholars tend to avoid the subject of prisoners as men, while expressing rather superficial concern for women. Female legal scholars disproportionally write about women. Male scholars express their masculinity and female scholars their material interests by together brutally attacking anyone who shows concern about the suffering of men. Legal scholarship spectacularly fails to recognize the highly disproportionate imprisonment of men.

Communicative freedom within a field is not sufficient to change structural properties of the field. Consider the problem of signaling a change in direction:

a male moves along the vector to the periphery and sits facing away from the group. This is closely watched by the other males who may then ‘notify’ an initiator by approaching, performing a hindquarter presentation and then moving off quickly along their own favoured route. Other males, with their associated females and offspring, then begin to aggregate behind one or other of the initiators so that, over time, the majority come to be oriented in a particular direction, at which point the band departs. …the decision to take a particular travel route cannot be attributed to any one individual, but is distributed across the band as a whole.^

A male is free to propose a different direction of travel. Yet his biological nature and the developmental history of the individuals and the group make it impossible for him to propose a different way for deciding the direction of travel. Similarly, legal scholars, men and women, seem unable to change their orientation toward the highly disproportionate imprisonment of men.

Life-Disposing Punishments in Meaningful Statistics

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Punishment has taken many different forms historically. These include bodily mutilation, whipping, branding, loss of civic rights, monetary fines, symbolic deductions (censuring, shaming, and stigmatizing), imprisonment, banishment (transportation), and penal death (execution). Punishment through formal penal systems is now typically associated with imprisonment. Other forms of punishment have been much more important historically.

Imprisonment, banishment, and death have the common, distinctive characteristic of being life-disposing punishments. Imprisonment, banishment, and death remove persons for extended periods from what had been the ordinary circumstances of their lives. Persons in life-disposing punishment and their families and friends suffer from mutual absence. Absence in punishment — the number of persons missing from ordinary life due to state-directed punishment — highlights the relational suffering of punishment.

Absence in punishment can quantitatively encompass imprisonment, banishment, and death. For punishment by imprisonment, absence in punishment is simply the number of persons in prison. For banishment, it’s the number of persons absent under a sentence of banishment. Persons absent in banishment can be estimated by aggregating the number of persons banished (flow) with respect to the average formal length of banishment. Persons absent in penal death can similarly be estimated by aggregating the number of persons executed across the expected remaining lifespan of those persons. Absence in punishment provides a unified measure of punishment across major forms of severe punishment.

Absence in punishment can be deeply understood in common sense. Prison statistics and criminal-justice statistics can be complex and confusing. Absence of persons abstracts from differential incidence of punishment. It allows persons to understand punishment without pondering the details and distribution of punishment across imprisonment, banishment, and death. Many persons have little understanding of the experience of being imprisoned, banished, or executed. But suffering from absence of a person is commonly understood. Absence in punishment provides a meaningful, quantitative focus for comprehending punishment.

Complexities of Gender in Relation to Crime and Punishment

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The complexities of gender in relation to crime and punishment can be distracting, confusing, and disturbing. Recent scholarship has shown that in Europe from the sixteenth to the nineteenth centuries, the ratio of men to women implicated in crime was not uncommonly about or below two men per woman.^ The ratio of men to women tended to be higher for violent crimes against the person than for property crimes. For example, in Surry, England, between 1663 and 1802, the ratio of men to women formally charged with assault and wounding was about four men per woman.^ In Cheshire, England, from the 1590s to the 1660s, the sex ratio of defendants in formally adjudicated cases of non-lethal violence against persons was similarly about four men per woman. While non-lethal violence does not cause death, it should be considered serious. In interpreting the Cheshire sex ratio for non-lethal violence, a female scholar attacked still-prevalent stereotyping of women:

Evidence for how women fought does not support a view that women’s behaviour was characterised by weakness and passivity. … Women, like men, spurned, trod, kicked, pulled and pushed, struck on the face and body, pulled head-hair, and threw opponents to the ground and objects at opponents. …In general, women, like men, armed themselves with whatever was to hand: any household or agricultural tool, stones; one woman even threw boiling water in the face of a man who came to collect a debt.^

The evidence from Cheshire shows that nearly three-quarters of the victims of female violence were men. Moreover, cultural norms probably depressed the number of formally adjudicated cases of female violence against men:

male victims tended to downplay women’s physical prowess and to highlight alternative forms of feminine disorder, such as abusive words. … Regardless of actual bodily harm, men situated injuries inflicted by women not on their biological bodies but on their households (family members, livestock, goods, land, dwelling-house), clothing, or other symbols of status and honour.^

Women’s violence against men tended to be presented as comical so as to “deny the seriousness of feminine force” and “inject derision into accounts of female aggression.”^

Anti-men gender bias affects reported violence. For example, a recent book-length study of homicide and gender in Victorian England judged:

almost all {of wives’} violence against husbands was retaliatory in nature, and arguably meriting substantially less punishment than violence against wives.^

Thorough immersion in Victorian ideals, as well as keen sense for his readers’ biases, apparently provided the foundation for these judgments of historically distant cases. Anti-men gender animus is now astonishingly pervasive in scholarly work on domestic violence. From a long-run historical perspective, the ratio of men per women among persons that participated in violent acts against other persons is difficult to ascertain apart from distant records created in the administration of criminal justice. The anti-men gender norms that have guided that administration of criminal justice probably imply that the ratio of men per woman participating in violent acts was less than those records indicate.

The relationship between criminal records and suffering under punishment is not simple. Persons who have committed crimes, persons suspected of crime, persons arrested, persons in different positions in judicial processes, persons sentenced to punishment, and persons actually punished are related groups but also significantly different. For example, among men and women formally sentenced to death for property offenses in London from 1690 to 1750, only 46% of the men and 22% of the women were actually executed.^ In the late eighteenth and early nineteenth centuries in regions near London, about 30% of men and 10% of women sentenced to death were actually hung. In London itself during that period, about 22% of men and 2% of women sentenced to death were executed.^ Major English courts of the late eighteenth and early nineteenth centuries seemed to treat female defendants more leniently than male defendants across stages in criminal justice processing.^ In the U.S. today, the ratio to men to women likewise increases across the criminal justice funnel from arrest to being in prison.

Involvement in the criminal justice system is not the same as suffering under punishment. Measures of involvement in the criminal justice system are many and complex. Analyzing gender and punishment can become so distracting and confusing that thinkers lose compassion for the vast majority of persons suffering under punishment. A better way is to seek deep, personal awareness of those who are absent in punishment.

Meditating on the Penal Ratio of Men to Women

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Definitions of offenses entailing punishment, norms of prosecution, and penalties, like the scholarly literature on crime, punishment, and gender, are socially constructed. Recent scholarship on gender and punishment has tended to emphasize highly interpretive contextualization and a conventional master narrative of the social construction of gender.

An alternative path is to seek self-denying common sense of persons suffering under punishment. To do this, one must quiet the self’s interpretative force through focus on a simple object. One must dissolve the self’s habitual narratives with mindfulness of present reality. Meditating upon the ratio of men to women absent in life-disposing punishment can be enlightening. Try this exercise and see!

Historical European Sex Ratio in Punishment

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Sex Ratio of Persons Absent in Life-Disposing Punishment
(Europe, 16th to 19th Centuries)

Subject PositionMen Per WomanTimePlace
dead (hung)6.71558-1608Danzig, Germany
dead (hung)1.61657-1707Danzig, Germany
dead (hung)about 81533-1632Nuremberg, Germany
dead (hung)about 1.81633-1722Nuremberg, Germany
dead (hung)8.01705-1730London and Middlesex, England
banished (to America)1.71719-1775United Kingdom
banished (to Australia)3.21795-1815United Kingdom
in prison41860-1865England and Wales
in prison3.11825The Netherlands
in prison4.11833Belgium
in prison3.91861-1862France (long-term confinement)
Sources for figures provided here.

Sex ratios of persons absent in life-disposing punishment have varied widely across history and across societies. In Europe from the sixteenth through the nineteenth centuries, about four times as many men as women were suffering life-disposing punishment. In England and Wales from 1750 to 2010, the ratio of men to women suffering life-disposing punishment varied from five to forty. Around the world in 2010, about fifteen men were in prison for every woman in prison.

Gender and the operation of justice systems are highly complex. In recent decades, the social construction of scholarly literature on the social construction of gender has produced extensive criticism of the use of the word woman. In a further scholarly development, scholarship has criticized the use of the word women.^ Scholars have explored with uncanny subtlety and complexity how increases in the ratio of men to women in prison indicate increasing oppression of women. Such work can easily be mind-dulling and heart-numbing.

Differences in the sex ratio of persons absent in punishment, in contrast, are significant, readily understandable differences open to compassionate understanding. Human communities typically contain a roughly equal number of women and men. The characteristic human act of biological reproduction involves an equal ratio of men to women (one-to-one). In ordinary life, persons easily recognize differences in the sex ratio of a group’s composition. Moreover, gender equality is an important goal under international law. Historical sex ratios of persons absent in punishment are worthy of deep contemplation.

International Law Requires Gender Equality in Prison

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Under international law, everyone is required to consider and promote gender equality. With United Nations Resolution A/RES/55/2, the world community resolved “to promote gender equality.” United Nations Resolution A/RES/S-23/2, section 6, emphasizes that “men must involve themselves and take joint responsibility with women for the promotion of gender equality.” United Nations Resolution A/RES/S-23/3 requires national governments, under section 76(f) to “ensure that the design of all government information policies and strategies is gender-sensitive.” Under section 76(c), national government must provide necessary resources so that “gender mainstreaming is integrated into all policies, programmes and projects.” European Community law includes similar requirements for gender equality. Sixteen men per woman or even four men per woman absent in punishment are large gender inequalities. Men must join with women to promote gender equality in punishment. For he and she for imprisoned men, scrutinizing gender bias in defining crimes and gender bias in sentencing for criminal offenses would be a good start.

The United Nations’ Human Development Report has recognized the importance of having an equal men-women sex ratio. Its pioneering Gender Empowerment Measure (GEM) combined four sub-measures: the share of seats in parliament held by women; the share of women legislators, senior officials, and managers; the share of women professional and technical workers; and the ratio of estimated female to male earned income. These sub-measures were indexed with respect to a goal of an equal sex ratio:

The rationale for this indexation: in an ideal society, with equal empowerment of the sexes, the GEM variables would equal 50% — that is, women’s share would equal men’s share for each variable.^

The first three of GEM’s four sub-measures have direct relevance only to a small number of men and women. The last sub-measure, female to male earned income, ignores difference in experience, working hours, and job characteristics such as the risk of being killed on the job in paid work. It also ignores sex-biased familial divisions of labor between paid and unpaid work, as well as sex-biased family law. Worker characteristics and job preferences can economically explain a large portion of the inequality in the sex ratio of earnings. Given these facts, the Gender Empowerment Measure, and similar subsequent measures, indicate strong international support for having an equal ratio of men to women across a variety of elite positions.

International law requires men and women to take joint responsibility for promoting greater gender equality. Gender equality should be more important than merely a tool for elites competing for elite positions. Prisoners are among persons objectively most impoverished in human development. Concern about gender inequality should give priority concern to gender inequality in prison.

Imprisonment for Debt in Early Modern England

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In early-modern England, imprisonment for debt was a major public issue. With scant procedural protections, a person could be arrested on a creditor’s claim for unpaid debt. If the person actually owed the debt, he could be held in prison for as long as the debt went unpaid, whether or not the debtor actually had the money to pay.^ Networks of propagating arrears could place many persons in prison through no fault of their own. Imprisoned debtors had little opportunity to earn money. As prisoners, they were also poorly positioned to prosecute financial claims that they held against others. The plight of debtors resonated in English literature from the sixteenth century through the nineteenth century — from the pound of flesh in Shakespeare’s Merchant of Venice to Little Dorrit’s imprisonment in London’s Marshalsea’s debtor prison. Imprisonment for debt was a serious threat to liberty, particularly for men. Imprisonment for debt was a state action that occurred with little due process under law.

Creditors’ motives for imprisoning debtors varied. Creditors were concerned about debtors refusing to pay. Creditors lacked effective laws to allow them to seize a debtors’ assets in the event of non-payment.^ Threat of imprisonment was the primary legal tool that creditors used to coerce payment. While imprisoning a debtor could hurt the debtor’s ability to pay sometime in the future, creditors were acutely concerned about debtors hiding assets. Threat of imprisonment could prompt a debtor to reveal or find previously unavailable resources for payment. Threat of imprisonment could also prompt the debtor’s family and friends to give him money that he could give to the creditor. Imprisonment for debt could thus function as legal extortion applied to the debtor’s family and friends. A creditor’s desire to make an impecunious debtor suffer even more than being impoverished could also motivate the creditor to have the debtor imprisoned.

Unlimited imprisonment of impecunious debtors at the will of private creditors exploits for private preferences public institutions of imprisonment. A public determination of justice typically orders punishment in public institutions of punishment. Imprisonment at the will of a private party and for as long as a private party wants is far from any public understanding of justice. Parliamentary laws that required creditors to pay subsistence allowances to their debtor-prisoners held in public prisons point to recognized tension between public and private functions.

Debtor imprisonment has existed throughout history and around the world. England, however, was highly distinctive among early modern jurisdictions not only in imprisoning impecunious debtors at the will of the creditor, but also in having such imprisonment be a common aspect of ordinary life. Debtor imprisonment in England shows the extent that narrow interests can pervert public, democratic institutions of punishment.